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February 27, 2010
Securities
             
 
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Securities Resources

 


The best way to inform yourself about Vermont Securities Law and Securities related topics. Our Securities Resource Center includes the following sites for your personal use:

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Did You Know?    
 
 
Settlement Price: The daily price at which the clearing organization clears all trades
Settlement Price: The daily price at which the clearing organization clears all trades and settles all accounts between clearing members of each contract month. Settlement prices are used to determine both margin calls and invoice prices for deliveries. The term also refers to a price established by the exchange to even up positions which may not be able to be liquidated in regular trading.

 


  Securities News  
 


Latest news about securities cases in Vermont and nationwide:

Pump & Dump.con: Tips for Avoiding Stock Scams on the Internet
One of the most common Internet frauds involves the classic "pump and dump" scheme. Here's how it works: A company's web site may feature a glowing...
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SEC and NYSE File Settled Action Charging Fidelity Brokerage Services for Violating Federal Securities Laws and NYSE Rules in Connection with Document Alteration and Destruction
Washington, D.C., and New York, Aug. 3, 2004 — The U.S. Securities and Exchange Commission and the New York Stock Exchange today announced t...
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Securities Terms

 


Saturday's Term

Buy (or Sell) On Opening

Definition:
To buy (or sell) at the beginning of a trading session within the open price range.

Hedge Exemption

Definition:
An exemption from speculative position limits for bona fide hedgers and certain other persons who meet the requirements of exchange and CFTC rules.

Artificial Price

Definition:
A futures price that has been affected by a manipulation and is thus higher or lower than it would have been if it reflected the forces of supply and demand.

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Securities Resources

 


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Securities Hot Topics

 
Topics Related to Securities:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud

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Vermont Securities Attorney

 
If you live in the following cities and need an securities attorney you should contact our Securities Attorney as soon as possible:

  • Barre
  • Bennington
  • Brattleboro
  • Burlington
  • Colchester
  • Essex Junction
  • Milton
  • Montpelier
  • Rutland
  • Saint Albans
  • South Burlington
 


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